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What are constitutional conventions?

Explainer: What are constitutional conventions? The Constitution Unit. The remaining text repeats what is already on the page.

Constitutional conventions areÌýrules of good politicalÌýbehaviour. TheyÌýare typically rules of self-restraint;Ìýnot exercising powers to the full. TheyÌýusually develop from established constitutional practice,Ìýbut sometimesÌýareÌýdeliberately created.ÌýTo count as a convention, they must be generallyÌýaccepted to be binding.ÌýIn the UK’s constitutional arrangement, one well-knownÌýconventionÌýis that the prime minister is expected to resign where it is clear that he or she does not command the confidence of the House of Commons and an alternative government does.Ìý

The fact that such rules are non-legal – and so legally unenforceable – does not mean that they lack enforcersÌýor sanctions,Ìýthough these will be political, not legal, in nature. Nor does this mean they are unimportant, compared to legal rules: on the contrary, conventions play a key role in the BritishÌýconstitution and in other constitutions as well.ÌýThey ensure that the constitution operatesÌýin accordance with prevailing constitutional values; existing conventions may evolve, and new ones emerge, in line withÌýchanging practice and changing attitudes. In this way, significant constitutional change can occur, over time, without any fundamental change in the law.Ìý

Constitutional conventions are at work across all branches of government: legislative, judicialÌýand executive.ÌýEach embodies a principle of responsible governmentÌýorÌýself-restraint: not exercising legal powers to the full,Ìýnot abusing public power and respecting the constitutional role and functions of the other branches of government.ÌýHere areÌýexamples ofÌýsome ofÌýthe main constitutional conventions:Ìý

  • The King appoints as prime minister that person who is most likely to be able to command the confidence of the House of Commons.
  • The Westminster parliament will not normally legislate on devolved matters, save with the consent of the devolved legislature (the Sewel convention).
  • The House of Lords willÌýÌýto any government billÌý(the Salisbury convention).
  • The House of Lords will .
  • Ministers are bound by collective responsibility to support government policy, even if they privately disagree.
  • Judges will not criticise government policyÌýand ministers will not criticise judgesÌýfor their individual decisions.

These are just a few of the main conventions. TheÌýÌýsets out the main constitutional conventionsÌýand theÌýÌýthe standards of conduct expected of ministers. Ìýlists 40 parliamentary conventions andÌýtheÌýÌýcontainsÌýdetailedÌýrulesÌýto ensure that judges do not undermine publicÌýconfidence in the judiciary.ÌýConventions have increasingly been codifiedÌýin official guidance of this kind andÌýa few conventions haveÌýevenÌýbeen codified in statute.ÌýFor example, the Lord Chancellor is now under aÌýÌýto uphold judicial independence andÌýthe Sewel convention was enshrined in theÌýÌý(²¹±ô³Ù³ó´Ç³Ü²µ³ó,Ìý¾±²ÔÌý³Ù³ó±ðÌýÌýcase, the Supreme Court heldÌýtheÌýSewelÌýconventionÌýwas still not legally enforceable).Ìý

Political conventions are inherently flexibleÌýand do not always have close or singular definitions.ÌýThree of those listed above contain the word 'normally'.ÌýSharpe’s list of 40ÌýparliamentaryÌýconventions mentionsÌýsixÌýwhichÌýare now questioned.ÌýAs one example,Ìýsince the 2003 invasion of IraqÌýthereÌýÌýthatÌýthe government would not commit troops overseas without a prior debate and vote in parliament. ThatÌýwasÌýÌýwhen in April 2018 Prime Minister Theresa May authorised airstrikes onÌýSyria.ÌýSo some conventions are firmer and clearer thanÌýothers; all conventions can evolve andÌýwhen conventions are stress testedÌýat times of political or constitutional crisis, they can evolve quite rapidly.